Audit Serve, Inc.

The Premier Audit, Security and SOX Consulting Company

Sarbanes-Oxley Implementation Consulting Services

For those companies which are in Year One of SOX compliance, Audit Serve can provide
management advisory services and/or provide the experienced project team to perform the
SOX implementation which meets the PCAOB requirements.

The key 404 project tasks are:

• Establish criteria to identify in-scope financial processes, applications, databases and servers 
• Perform control evaluation and establish Control Matrices
• Establish control gaps and coordinate/perform remediation
• Flowchart and document key processes
• Establish test procedures which meet PCAOB standards
• Conduct and document tests which meet PCAOB standards and external audit sample period and sample size requirements

• Establish ongoing quarterly and annual testing requirements 
  
  All work described above will meet the financial, application and IT general 
  requirements of Section 404

All work will be coordinated with external auditors to obtain their concurrence to ensure their signoff on the financial statements.  As per the SEC, there needs to be separation of duties between the parties performing the implementation of the controls and those parties certifying the controls.

Contact Mitchell Levine to receive  a free proposal of services which includes: 
detailed project tasks, estimated labor costs and estimated travel expenses

Phone: (203) 972-3567 FAX: (203) 972-3367 email: information@auditserve.com
          
Audit Serve, Inc.
27 Pine Street, Suite 700
New Canaan, CT 06840  USA

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